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dispersed in every direction。  After that�察�the unfortunate man 

committed suicide by cutting his throat。��



When the officers are too strong and the common soldiers too 

weak�察�the result is COLLAPSE。



     ��Ts`ao Kung says�此  �The officers are energetic and want to 

press on�察�the common soldiers are feeble and suddenly collapse。;��



     17。  When the higher officers are angry and insubordinate�察�

and on meeting the enemy give battle on their own account from a 

feeling of resentment�察�before the commander´in´chief can tell 

whether or no he is in a position to fight�察�the result is RUIN。



     ��Wang Hsi`s note is�此  �This means�察�the general is angry 

without cause�察 �and at the same time does not appreciate the 

ability of his subordinate officers�察�thus he arouses fierce 

resentment and brings an avalanche of ruin upon his head。;��



     18。  When the general is weak and without authority�察 �when 

his orders are not clear and distinct��



     ��Wei Liao Tzu ��ch。 4�� says�此  �If the commander gives his 

orders with decision�察�the soldiers will not wait to hear them 

twice�察 �if his moves are made without vacillation�察 �the soldiers 

will not be in two minds about doing their duty。;  General Baden´

Powell says�察 �italicizing the words�此  �The secret of getting 

successful work out of your trained men lies in one nutshellin 

the clearness of the instructions they receive。;  ��3�А �Cf。  also 

Wu Tzu ch。 3�此  �the most fatal defect in a military leader is 

difference�察 �the worst calamities that befall an army arise from 

hesitation。;��



when there are no fixes duties assigned to officers and men��



     ��Tu Mu says�此  �Neither officers nor men have any regular 

routine。;��



and the ranks are formed in a slovenly haphazard manner�察 �the 

result is utter DISORGANIZATION。

     19。  When a general�察 �unable to estimate the   enemy's 

strength�察 �allows an inferior force to engage a larger one�察 �or 

hurls a weak detachment against a powerful one�察�and neglects to 

place picked soldiers in the front rank�察�the result must be ROUT。



     ��Chang Yu paraphrases the latter part of the sentence and 

continues�此   �Whenever there is fighting to be done�察�the keenest 

spirits should be appointed to serve in the front ranks�察�both in 

order to strengthen the resolution of our own men and to 

demoralize the enemy。;  Cf。 the primi ordines of Caesar  �─�De 

Bello Gallico�察─�V。 28�察�44�察�et al。��。��



     20。  These are six ways of courting defeat�察�which must be 

carefully noted by the general who has attained a responsible 

post。



     ��See supra�察�ss。 13。��



     21。  The natural formation of the country is the soldier's 

best ally��



     ��Ch`en Hao says�此  �The advantages of weather and season are 

not equal to those connected with ground。;��



but a power of estimating the adversary�察 �of controlling the 

forces of victory�察�and of shrewdly calculating difficulties�察�

dangers and distances�察�constitutes the test of a great general。

     22。  He who knows these things�察�and in fighting puts his 

knowledge into practice�察�will win his battles。  He who knows them 

not�察�nor practices them�察�will surely be defeated。

     23。  If fighting is sure to result in victory�察�then you must 

fight�察 �even though the ruler forbid it�察�if fighting will not 

result in victory�察�then you must not fight even at the ruler's 

bidding。



     ��Cf。 VIII。 ss。 3 fin。  Huang Shih´kung of the Ch`in dynasty�察�

who is said to have been the patron of Chang Liang and to have 

written the SAN LUEH�察�has these words attributed to him�此   �The 

responsibility of setting an army in motion must devolve on the 

general alone�察 �if advance and retreat are controlled from the 

Palace�察 �brilliant results will hardly be achieved。  Hence the 

god´like ruler and the enlightened monarch are content to play a 

humble part in furthering their country's cause ��lit。�察�kneel down 

to push the chariot wheel�А�;  This means that ;in matters lying 

outside the zenana�察�the decision of the military commander must 

be absolute。;  Chang Yu also quote the saying�此  �Decrees from the 

Son of Heaven do not penetrate the walls of a camp。;��

     24。  The general who advances without coveting fame and 

retreats without fearing disgrace��



     ��It was Wellington�察�I think�察�who said that the hardest thing 

of all for a soldier is to retreat。��



whose only thought is to protect his country and do good service 

for his sovereign�察�is the jewel of the kingdom。



     ��A noble presentiment�察�in few words�察�of the Chinese  ;happy 

warrior。;   Such a man�察�says Ho Shih�察 �even if he had to suffer 

punishment�察�would not regret his conduct。;��



     25。  Regard your soldiers as your children�察�and they will 

follow you into the deepest valleys�察�look upon them as your own 

beloved sons�察�and they will stand by you even unto death。



     ��Cf。  I。 ss。 6。  In this connection�察�Tu Mu draws for us an 

engaging picture of the famous general Wu Ch`i�察 �from whose 

treatise on war I have frequently had occasion to quote�此   �He 

wore the same clothes and ate the same food as the meanest of his 

soldiers�察 �refused to have either a horse to ride or a mat to 

sleep on�察�carried his own surplus rations wrapped in a parcel�察�

and shared every hardship with his men。  One of his soldiers was 

suffering from an abscess�察�and Wu Ch`i himself sucked out the 

virus。  The soldier's mother�察�hearing this�察�began wailing and 

lamenting。  Somebody asked her�察�saying�此 �'Why do you cry�拭  �Your 

son is only a common soldier�察�and yet the commander´in´chief 

himself has sucked the poison from his sore。'  The woman replied�察�

'Many years ago�察 �Lord Wu performed a similar service for my 

husband�察�who never left him afterwards�察�and finally met his death 

at the hands of the enemy。  And now that he has done the same for 

my son�察�he too will fall fighting I know not where。';  Li Ch`uan 

mentions the Viscount of Ch`u�察�who invaded the small state of 

Hsiao during the winter。  The Duke of Shen said to him�此  �Many of 

the soldiers are suffering severely from the cold。;  So he made a 

round of the whole army�察�comforting and encouraging the men�察 �and 

straightway they felt as if they were clothed in garments lined 

with floss silk。��



     26。  If�察�however�察�you are indulgent�察�but unable to make your 

authority   felt�察 �kind´hearted�察 �but unable to enforce   your 

commands�察 �and incapable�察�moreover�察�of quelling disorder�此  �then 

your soldiers must be likened to spoilt children�察 �they are 

useless for any practical purpose。



     ��Li Ching once said that if you could make your soldiers 

afraid of you�察�they would not be afraid of the enemy。  Tu Mu 

recalls an instance of stern military discipline which occurred 

in 219 A。D。�察�when Lu Meng was occupying the town of Chiang´ling。  

He had given stringent orders to his army not to molest the 

inhabitants nor take anything from them by force。  Nevertheless�察�

a certain officer serving under his banner�察�who happened to be a 

fellow´townsman�察 �ventured to appropriate a bamboo hat belonging 

to one of the people�察�in order to wear it over his regulation 

helmet as a protection against the rain。  Lu Meng considered that 

the fact of his being also a native of Ju´nan should not be 

allowed to palliate a clear breach of discipline�察�and accordingly 

he ordered his summary execution�察�the tears rolling down his 

face�察 �however�察 �as he did so。  This act of severity filled the 

army with wholesome awe�察�and from that time forth even articles 

dropped in the highway were not picked up。��



     27。  If we know that our own men are in a condition to 

attack�察�but are unaware that the enemy is not open to attack�察 �we 

have gone only halfway towards victory。



     ��That is�察 �Ts`ao Kung says�察 �the issue in this case is 

uncertain。;��



     28。  If we know that the enemy is open to attack�察 �but are 

unaware that our own men are not in a condition to attack�察 �we 

have gone only halfway towards victory。



     ��Cf。 III。 ss。 13 ��1��。��



     29。  If we know that the enemy is open to attack�察�and also 

know that our men are in a condition to attack�察�but are unaware 

that the nature of the ground makes fighting impracticable�察 �we 

have still gone only halfway towards victory。

     30。  Hence the experienced soldier�察�once in motion�察�is never 

bewildered�察�once he has broken camp�察�he is never at a loss。



     ��The reason being�察�according to Tu Mu�察�that he has taken his 

measures so thoroughly as to ensure victory beforehand。  ;He does 

not move recklessly�察─�says Chang Yu�察 �so that when he does move�察�

he makes no mistakes。;��



     31。  Hence the saying�此 �If you know the enemy and know 

yourself�察 �your victory will not stand in doubt�察 �if you know 

Heaven and know Earth�察�you may make your victory complete。



     ��Li Ch`uan sums up as follows�此  �Given a knowledge of three 

thingsthe affairs of men�察�the seasons of heaven and the natural 

advantages of earth�察 �victory will invariably crown   your 

battles。;��





��1�А �See ;Pensees de Napoleon 1er�察─�no。 47。



��2�А  �The Science of War�察─�chap。 2。



��3�А  �Aids to Scouting�察─�p。 xii。



´



XI。  THE NINE SITUATIONS





     1。  Sun Tzu said�此 �The art of war recognizes nine varieties 

of ground�此  。�1��  Dispersive ground�察 。�2��  facile ground�察 。�3�� 

contentious ground�察。�4�� open ground�察。�5�� ground of intersecting 

highways�察。�6�� serious ground�察。�7�� difficult ground�察。�8�� hemmed´in 

ground�察。�9�� desperate ground。

     2。  When a chieftain is fighting in his own territory�察�it is 

dispersive ground。



     ��So called because the soldiers�察�being near to their homes 

and anxious to see their wives and children�察�are likely to seize 

the opportunity afforded by a battle and scatter in every 

direction。  ;In their advance�察─�observes Tu Mu�察 �they will lack 

the valor of desperation�察�and when they retreat�察�they will find 

harbors of refuge。;��



     3。  When he has penetrated into hostile territory�察�but to no 

great distance�察�it is facile ground。



     ��Li Ch`uan and Ho Shih say ;because of the facility for 

retreating�察─  �and   the   other   commentators   give    similar 

explanations。  Tu Mu remarks�此  �When your army has crossed the 

border�察�you should burn your boats and bridges�察�in order to make 

it clear to everybody that you have no hankering after home。;��



     4。  Ground the possession of which imports great advantage 

to either side�察�is contentious ground。



     ��Tu Mu defines the ground as ground ;to be contended for。;  

Ts`ao Kung says�此   �ground on which the few and the weak can 

defeat the many and the strong�察─�such as ;the neck of a pass�察─�

instanced   by Li Ch`uan。  Thus�察 �Thermopylae was   of   this 

classification because the possession of it�察�even for a few days 

only�察 �meant holding the entire invading army in check and thus 

gaining invaluable t

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